The ultimate goal is to provide what she termed a “friendly” process for the consumer, who can provide requested credentials easily, through the aid of technology — such as verification via facial recognition enabled by their mobile dev
The rankings had India in sixth place, followed by France, South Korea, Canada, and the United Arab Emirates.
Wealth management firms are customizing their portfolio creation to fit the particular clients and, in particular, are focusing these services on the next generation of investors and on high-net-worth investors.
This year, we expect a similar level of enforcement activity to continue, while the SEC’s tactics will continue to evolve.
Trade-based money laundering is believed to be on the rise, but the financial institutions charged with flagging payments linked to the illicit practice often have little insight into the nature of the deals, according to a governmental watchdog.