Legg Mason, Inc. reported preliminary assets under management of $719.5 billion as of October 31, 2014.
Wilmington Capital Management Inc. reported net income attributable to shareholders for the three months ended September 30, 2014 of $265,000 or $0.03 per share compared to a net loss of $2.0 million or per share for the same period in 2013.
Raymond James Financial, Inc. reported record growth in many of its sectors for Q4 and fiscal year 2014 ended Sept. 30, but profits grew more slowly than Q3.
SunGard Data Systems Inc., one of the world's leading software and technology services companies, today reported results for the third quarter ended September 30, 2014.
Oppenheimer Holdings Inc today reported net income of $4.5 million or $0.33 per share for the third quarter of 2014 compared with net income of $5.2 million or $0.38 per share for the third quarter of 2013, a decrease of 14.6%.
The company now includes 6,265 advisors doing business in different channels in the U.S., Canada and the U.K.
TD Ameritrade Holding Corp, the biggest U.S. discount broker as measured by client trades, said its quarterly profit rose 5.5 percent as it reported a rise in net new assets.
Third-quarter 2014 operating-basis1 EPS was $1.35, up 13.4 percent, on strong revenue of $2.7 billion, up 8.5 percent compared to the third quarter of 2013