09/20/2018

Ex-UBS FA Sues to Vacate Finra Award

But the broker is arguing that two of the arbitrators violated the industry’s self-regulator’s procedures, AdvisorHub writes, citing a petition to vacate the award filed in the southern district of New York by Miller’s lawyer.

09/18/2018

Trade wars step up, more to come

China may bide its time, but we expect they will follow with tariffs on a further $60 billion of imports from the US.

09/13/2018

Divorce Often A Legal Quagmire For Super Wealthy

A spouse who owns and runs a closely held business may be overly optimistic about its value when applying for financing or speaking to investors in the months leading up to a divorce.